毕马威：二零二一年中国证券业调查报告( 中英文 237页)

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Contents 

目录

Introduction

引言

Market overview

市场回顾

Industry trends

行业趋势

3.1 The strategic importance of capital market reforms in the first year of the 14th Five-Year Plan

十四五开局之年，战略新高度

3.2 Data-driven digital transformation: Integrating fintech and business scenarios

数据驱动证券行业数字化转型：金融科技和业务场景结合

3.3 Continually enhancing compliance and risk management 

合规风控保障行稳致远

3.4 A new stage of comprehensive opening to the outside world 

开启全面对外开放新格局

3.5 ESG to support sustainable development

 践行ESG

Business dynamics

业务动态

4.1 Wealth management: Accelerating transformation

财富管理业务：加速转型中

4.2 Proprietary trading: Solid performance, especially in OTC derivatives

自营业务：业绩亮眼，发力场外衍生品

4.3 Investment banking: Deepened reform of registration-based IPO system with first-tier players outperforming

投行业务：深化注册制改革，头部优势显著

4.4Credit business: Stock-pledge lending declines, while margin financing and securities lending bounce back to their peak 信用业务：股票质押业务继续收缩，融资融券重回高峰

4.5 Asset management: Pivoting toward publicly offered funds 资管业务：“公募化”改造在路上

Conclusion

结语

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